Filing Details
- Accession Number:
- 0001183740-13-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-11 18:40:00
- Reporting Period:
- 2013-01-09
- Filing Date:
- 2013-01-11
- Accepted Time:
- 2013-01-11 18:40:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1334933 | Uranium Energy Corp | UEC | Miscellaneous Metal Ores (1090) | 980399476 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346101 | Amir Adnani | 1111 West Hastings Street Suite 320 Vancouver A1 V6E 2J3 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-09 | 202,500 | $0.33 | 1,947,801 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-09 | 25,902 | $2.58 | 1,921,899 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-01-09 | 45,000 | $2.52 | 1,876,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-10 | 20,000 | $2.52 | 1,856,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-11 | 29,621 | $2.46 | 1,827,278 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase | Disposition | 2013-01-09 | 202,500 | $0.00 | 202,500 | $0.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,065,000 | 2005-12-20 | 2015-12-20 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised options previously granted to him under the Company's stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld from the shares issuable to the Reporting Person that number of shares having a fair market value equal to the aggregate exercise price (that being 25,902 shares at a fair market value of $2.58 per share), such that the Reporting Person was issued a total of 176,598 shares.
- Granted pursuant to and in accordance with the Company's stock incentive plan.
- Subsequent to the exercise of options as set forth in Table II above, the Reporting Person holds options to purchase an aggregate of 1,065,000 shares as follows: 225,000 shares at an exercise price of $0.45 per share expiring on January 2, 2017, 250,000 shares at an exercise price of $0.45 per share expiring on April 7, 2018, 250,000 shares at an exercise price of $2.40 per share expiring on August 26, 2019, 250,000 shares at an exercise price of $2.43 per share, expiring on August 13, 2020 and 90,000 shares at an exercise price of $2.78 per share, expiring on September 26, 2021.