Filing Details
- Accession Number:
- 0001179110-13-000794
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-11 16:31:49
- Reporting Period:
- 2013-01-09
- Filing Date:
- 2013-01-11
- Accepted Time:
- 2013-01-11 16:31:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397915 | M Stephen Swad | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-09 | 11,729 | $12.36 | 270,588 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2013-01-09 | 12,723 | $12.36 | 257,865 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
Footnotes
- 11,729 shares of common stock were sold on January 9, 2013 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 31,870 shares of 63,739 shares of restricted common stock issued to Mr. Swad on January 9, 2012.
- 12,723 shares of common stock were sold on January 9, 2013 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 35,411 shares of 70,822 shares of restricted common stock issued to Mr. Swad on January 9, 2012.
- Includes 149,113 shares of restricted common stock on which the restrictions have not yet lapsed.
- Shares held of record by Stephen M. Swad Revocable Living Trust.