Filing Details

Accession Number:
0001179110-13-000794
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-11 16:31:49
Reporting Period:
2013-01-09
Filing Date:
2013-01-11
Accepted Time:
2013-01-11 16:31:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397915 M Stephen Swad C/O Rosetta Stone Inc.
1919 North Lynn Street, 7Th Floor
Arlington VA 22209
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-09 11,729 $12.36 270,588 No 4 S Indirect By trust
Common Stock Disposition 2013-01-09 12,723 $12.36 257,865 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
No 4 S Indirect By trust
Footnotes
  1. 11,729 shares of common stock were sold on January 9, 2013 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 31,870 shares of 63,739 shares of restricted common stock issued to Mr. Swad on January 9, 2012.
  2. 12,723 shares of common stock were sold on January 9, 2013 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 35,411 shares of 70,822 shares of restricted common stock issued to Mr. Swad on January 9, 2012.
  3. Includes 149,113 shares of restricted common stock on which the restrictions have not yet lapsed.
  4. Shares held of record by Stephen M. Swad Revocable Living Trust.