Filing Details
- Accession Number:
- 0001193805-13-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-10 18:40:32
- Reporting Period:
- 2013-01-08
- Filing Date:
- 2013-01-10
- Accepted Time:
- 2013-01-10 18:40:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512074 | Scg Financial Acquisition Corp. | SCGQ | Blank Checks (6770) | 274452594 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565352 | Jr. R. Donald Wilson | 540 W. Madison St., Suite 2500 Chicago IL 60661 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-01-08 | 1,754,450 | $10.00 | 1,754,450 | No | 4 | P | Indirect | By DRW Commodities, LLC |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-01-09 | 600,000 | $10.00 | 2,354,450 | No | 4 | P | Indirect | By DRW Commodities, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By DRW Commodities, LLC |
No | 4 | P | Indirect | By DRW Commodities, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | 761,905 | Indirect | By SCG Financial Holdings LLC |
Footnotes
- Donald R. Wilson, Jr. ("Wilson") is the sole manager of DRW Commodities, LLC ("DRW Commodities") and DRW Holdings, LLC ("DRW Holdings"), which owns 100% of the outstanding equity of DRW Commodities. A majority of the equity of DRW Holdings is owned, directly and indirectly, by trusts for the benefit of members of Wilson's immediate family and of which Wilson serves as trustee or investment adviser. Wilson disclaims beneficial ownership of any securities held by DRW Commodities, except to the extent of his indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Wilson is the beneficial owner of such securities for purposes of Section 16 or otherwise
- Wilson is the sole manager of DOOH Investment Manager LLC ("DOOH Manager"), which is the sole manager of 2012 DOOH Investments LLC ("DOOH Investments"). Wilson is also a manager of, and DOOH Investments owns 705,905 Class A Units issued by, SCG Financial Holdings LLC ("SCG Holdings"), which holds 1,523,810 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). DOOH Investments is entitled to receive dividends and the proceeds from any sale of 50% of the shares of Common Stock held by SCG Holdings and accordingly each of DOOH Investments and Wilson has a pecuniary interest in 50%, or 761,905, of the shares of Common Stock held by SCG Holdings. Wilson otherwise disclaims beneficial ownership of any securities held by SCG Holdings.