Filing Details
- Accession Number:
- 0001209191-13-002811
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-10 17:05:24
- Reporting Period:
- 2013-01-08
- Filing Date:
- 2013-01-10
- Accepted Time:
- 2013-01-10 17:05:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914024 | Shaw Group Inc | SHAW | Miscellaneous Fabricated Metal Products (3490) | 721106167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553323 | Eli Smith | 4171 Essen Lane Baton Rouge LA 70809 | President, Coo, Power Group | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-08 | 4,738 | $30.56 | 6,649 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-01-08 | 1,372 | $27.79 | 8,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-08 | 11 | $46.74 | 8,010 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-08 | 1,900 | $46.74 | 6,110 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-08 | 3,610 | $46.74 | 2,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-08 | 900 | $46.75 | 1,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-08 | 300 | $46.75 | 1,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-08 | 1,300 | $46.75 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Option to Buy) | Disposition | 2013-01-08 | 251 | $0.00 | 251 | $30.56 |
Common Stock | Employee Stock Option (Option to Buy) | Disposition | 2013-01-08 | 4,487 | $0.00 | 4,487 | $30.56 |
Common Stock | Employee Stock Option (Option to Buy) | Disposition | 2013-01-08 | 1,372 | $0.00 | 1,372 | $27.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,295 | 2012-01-01 | 2020-10-29 | No | 4 | M | Direct |
4,182 | 2012-01-01 | 2020-10-29 | No | 4 | M | Direct |
1,373 | 2011-01-01 | 2019-10-29 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Option to Buy) | $29.00 | 2010-06-01 | 2019-06-01 | 1,868 | 1,868 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2012-11-01 | 9,108 | 9,108 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-01-01 | 2,368 | 4,736 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2011-01-01 | 828 | 829 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2010-06-01 | 1,362 | 1,362 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2013-10-22 | 9,052 | 9,052 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-06-01 | 1,868 | 1,868 | Direct |
9,108 | 9,108 | Direct | |
2,368 | 4,736 | Direct | |
828 | 829 | Direct | |
1,362 | 1,362 | Direct | |
9,052 | 9,052 | Direct |
Footnotes
- The options vest beginning on January 1, 2012.
- The options vest beginning on January 1, 2011.
- The options vest beginning on June 1, 2010.
- Each restricted stock unit (RSU) represents a contingent right to recieve, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
- The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
- The restricted stock units have no expiration date.
- The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.