Filing Details
- Accession Number:
- 0001219119-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-09 21:54:15
- Reporting Period:
- 2013-01-07
- Filing Date:
- 2013-01-09
- Accepted Time:
- 2013-01-09 21:54:15
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511892 | A John Amster | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-08 | 8,600 | $9.99 | 1,431,067 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-01-09 | 8,600 | $9.81 | 1,422,467 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2013-01-07 | 125,000 | $0.00 | 125,000 | $0.00 |
Common Stock | Performance Units | Acquisiton | 2013-01-07 | 125,000 | $0.00 | 125,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,000 | No | 4 | A | Direct | ||
125,000 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 723,676 | Indirect | By Trust |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by the Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 on November 30, 2011.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.87 to $10.17, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
- Shares held by John A. Amster and Colleen Q. Amster, Trustees of The John & Colleen Amster Living Trust dated 3/2/2000.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.67 to $9.975, inclusive.
- 366,138 shares held by John A. Amster, Trustee of the John A. Amster 2010 Annuity Trust dated December 21, 2010 and 366,138 shares held by Colleen Quinn Amster, Trustee of the Colleen Quinn Amster 2010 Annuity Trust dated December 21, 2010.
- 6.25% of the stock units subject to the award will vest on May 20, 2013 and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
- The units vest over approx. 4 yrs. from the Grant Date ("GD"), with 25% of the total number of units first eligible to vest following each 1-yr. anniversary, provided that as of each anniv. the average closing price per share of the Company's common stock ("ACP") for any period of 90 consecutive calendar days during the year preceding such anniv. is: (i)on the 1st anniv., equal to or greater than $11.81; (ii)on the 2nd anniv., equal to or greater than the higher of (a) $14.17 or (b) the ACP for the period of 90 calendar days ending on the first anniv. of the GD times 1.25; (iii)on the 3rd anniv., equal to or greater than the higher of (a) $16.54 or (b) the ACP for the period of 90 calendar days ending on the second anniv. of the GD times 1.25; and (iv)on the 4th anniv., equal to or greater than the higher of (a) $18.90 or (b) the ACP for the period of 90 calendar days ending on the third anniv. of the GD times 1.25. Rep. person must remain in continuous service through vest dates.