Filing Details

Accession Number:
0001219119-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-09 21:54:15
Reporting Period:
2013-01-07
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 21:54:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509432 Rpx Corp RPXC Patent Owners & Lessors (6794) 262990113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511892 A John Amster C/O Rpx Corporation
One Market Plaza, Suite 800
San Francisco CA 94105
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-08 8,600 $9.99 1,431,067 No 4 S Indirect By Trust
Common Stock Disposition 2013-01-09 8,600 $9.81 1,422,467 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2013-01-07 125,000 $0.00 125,000 $0.00
Common Stock Performance Units Acquisiton 2013-01-07 125,000 $0.00 125,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,000 No 4 A Direct
125,000 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 723,676 Indirect By Trust
Footnotes
  1. The sale reported was effected pursuant to a 10b5-1 trading plan adopted by the Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 on November 30, 2011.
  2. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.87 to $10.17, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
  3. Shares held by John A. Amster and Colleen Q. Amster, Trustees of The John & Colleen Amster Living Trust dated 3/2/2000.
  4. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.67 to $9.975, inclusive.
  5. 366,138 shares held by John A. Amster, Trustee of the John A. Amster 2010 Annuity Trust dated December 21, 2010 and 366,138 shares held by Colleen Quinn Amster, Trustee of the Colleen Quinn Amster 2010 Annuity Trust dated December 21, 2010.
  6. 6.25% of the stock units subject to the award will vest on May 20, 2013 and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
  7. The units vest over approx. 4 yrs. from the Grant Date ("GD"), with 25% of the total number of units first eligible to vest following each 1-yr. anniversary, provided that as of each anniv. the average closing price per share of the Company's common stock ("ACP") for any period of 90 consecutive calendar days during the year preceding such anniv. is: (i)on the 1st anniv., equal to or greater than $11.81; (ii)on the 2nd anniv., equal to or greater than the higher of (a) $14.17 or (b) the ACP for the period of 90 calendar days ending on the first anniv. of the GD times 1.25; (iii)on the 3rd anniv., equal to or greater than the higher of (a) $16.54 or (b) the ACP for the period of 90 calendar days ending on the second anniv. of the GD times 1.25; and (iv)on the 4th anniv., equal to or greater than the higher of (a) $18.90 or (b) the ACP for the period of 90 calendar days ending on the third anniv. of the GD times 1.25. Rep. person must remain in continuous service through vest dates.