Filing Details
- Accession Number:
- 0001219119-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-09 21:42:21
- Reporting Period:
- 2013-01-07
- Filing Date:
- 2013-01-09
- Accepted Time:
- 2013-01-09 21:42:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511890 | C Adam Spiegel | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Cfo; Svp, Finance; Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-07 | 7,500 | $9.92 | 193,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2013-01-07 | 75,000 | $0.00 | 75,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | No | 4 | A | Direct |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 27, 2012 and modified on August 30, 2012.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $9.76 to $10.07, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2)to this Form 4.
- 6.25% of the stock units subject to the award will vest on May 20, 2013 and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
Billionaire Hedge Funds
