Filing Details
- Accession Number:
- 0001246360-13-000346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-09 18:35:16
- Reporting Period:
- 2013-01-08
- Filing Date:
- 2013-01-09
- Accepted Time:
- 2013-01-09 18:35:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442035 | D David Wolf | C/O Berry Petroleum Company 1999 Broadway, Suite 3700 Denver CO 80202 | Exec Vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-01-08 | 13,333 | $35.54 | 13,333 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-01-09 | 6,071 | $35.65 | 19,404 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 535 | $35.00 | 18,869 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 900 | $35.02 | 17,969 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 400 | $35.03 | 17,569 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 226 | $35.04 | 17,343 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 600 | $35.11 | 16,743 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 626 | $35.12 | 16,117 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 626 | $35.17 | 15,491 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-01-09 | 100 | $35.19 | 15,391 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | 2008 Restricted Stock Units | Disposition | 2013-01-08 | 13,333 | $35.54 | 66,667 | $0.00 |
Class A Common Stock | RSU 8-4-08 | Disposition | 2013-01-09 | 6,071 | $35.65 | 24,284 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,334 | 2009-12-12 | 2018-12-11 | No | 4 | M | Direct |
18,213 | 2011-08-04 | 2018-08-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9 | Indirect | Held in the Company's 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | NSO | $41.18 | 2011-08-04 | 2018-08-03 | 89,084 | 89,084 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 41,053 | 41,053 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2020-03-15 | 18,175 | 18,175 | Direct |
Class A Common Stock | March 2011 Employee RSU Grant | $0.00 | 2012-03-02 | 2021-03-02 | 12,372 | 12,372 | Direct |
Class A Common Stock | Non-Statutory Stock Option 3-2-2011 - $48.50 | $48.50 | 2012-03-02 | 2021-03-02 | 14,198 | 14,198 | Direct |
Class A Common Stock | Perf Based RSU 3-2-2011 | $0.00 | 2013-12-31 | 2021-03-02 | 10,824 | 10,824 | Direct |
Class A Common Stock | March 2, 2012 Employee RSU Grant | $0.00 | 2013-03-02 | 2022-03-02 | 11,317 | 11,317 | Direct |
Class A Common Stock | Non Statutory Stock Option 3-2-12 | $53.02 | 2013-03-02 | 2022-03-02 | 13,358 | 13,358 | Direct |
Class A Common Stock | Perf Based RSUs 3-2-12 | $0.00 | 2014-12-31 | 2022-03-02 | 9,901 | 9,901 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-08-03 | 89,084 | 89,084 | Direct |
2019-12-11 | 41,053 | 41,053 | Direct |
2020-03-15 | 18,175 | 18,175 | Direct |
2021-03-02 | 12,372 | 12,372 | Direct |
2021-03-02 | 14,198 | 14,198 | Direct |
2021-03-02 | 10,824 | 10,824 | Direct |
2022-03-02 | 11,317 | 11,317 | Direct |
2022-03-02 | 13,358 | 13,358 | Direct |
2022-03-02 | 9,901 | 9,901 | Direct |
Footnotes
- 1 for 1
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Issuance of shares from previous RSU grant based on meeting terms and timing of deferral election.
- Issuance of 20% of RSU shares pursuant to a Rule 16b-3 Plan per deferral election in place at date of grant.