Filing Details
- Accession Number:
- 0001528626-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-09 18:15:51
- Reporting Period:
- 2013-01-07
- Filing Date:
- 2013-01-09
- Accepted Time:
- 2013-01-09 18:15:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528626 | E David Lazovsky | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2013-01-07 | 9,000 | $8.47 | 3,157,612 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-01-08 | 11,509 | $8.36 | 3,146,103 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-01-09 | 10,732 | $8.44 | 3,135,371 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 35,487 | Indirect | By Wife |
| Common Stock, $0.001 Par Value | 189,513 | Indirect | By GRAT |
| Common Stock, $0.001 Par Value | 189,513 | Indirect | By Wife's GRAT |
| Common Stock, $0.001 Par Value | 45,882 | Indirect | By Children's Trust |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 Sales Plan entered into by the Reporting Person on May 14, 2012.
- The transaction was executed in multiple trades in prices ranging from $8.32 to $8.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $8.28 to $8.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $8.30 to $8.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
- These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
Billionaire Hedge Funds
