Filing Details
- Accession Number:
- 0001181431-13-002689
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-01-09 17:23:44
- Reporting Period:
- 2011-11-30
- Filing Date:
- 2013-01-09
- Accepted Time:
- 2013-01-09 17:23:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1081078 | Api Technologies Corp. | ATNY | Semiconductors & Related Devices (3674) | 980200798 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
897715 | Phillip Dezwirek | 2300 Yonge Street, Suite 1710 Toronto A6 M4P 1E4 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-03-10 | 3,333 | $7.71 | 522,365 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-03-11 | 583 | $7.50 | 522,948 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-03-12 | 250 | $7.50 | 523,198 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-05-09 | 3,167 | $5.50 | 526,365 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-05-12 | 1,500 | $5.55 | 527,865 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-05-13 | 833 | $5.28 | 528,698 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2008-06-16 | 875 | $11.11 | 527,823 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2008-06-19 | 425 | $11.71 | 527,398 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-10-08 | 10,744 | $2.04 | 538,142 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2008-12-05 | 87,500 | $1.21 | 625,642 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-09 | 250 | $1.52 | 625,892 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-13 | 1,250 | $1.52 | 627,142 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-15 | 313 | $1.48 | 627,455 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-16 | 5,000 | $1.48 | 632,455 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-20 | 350 | $1.48 | 632,805 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-21 | 7,150 | $1.46 | 639,955 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-23 | 2 | $1.32 | 639,957 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-26 | 12,761 | $1.32 | 652,718 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-27 | 3,750 | $1.32 | 656,468 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-01-30 | 6,250 | $1.20 | 662,718 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-02-02 | 8,750 | $1.20 | 671,468 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-02-03 | 3,750 | $1.20 | 675,218 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Acquisiton | 2009-02-09 | 1,871 | $1.12 | 677,089 | No | 4 | P | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-03-02 | 8,750 | $1.87 | 668,339 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-04-08 | 750 | $2.40 | 667,589 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-05-29 | 3,292 | $2.84 | 664,297 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-06-01 | 5,000 | $3.08 | 659,297 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-06-02 | 9,500 | $3.37 | 649,797 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-07-27 | 2,500 | $5.40 | 647,297 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Common Stock | Disposition | 2009-07-28 | 8,750 | $5.51 | 638,547 | No | 4 | S | Indirect | By Icarus Investment Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | P | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
No | 4 | S | Indirect | By Icarus Investment Corp. |
Footnotes
- The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.62 to $7.80, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 5, and footnotes 7 through 14 to this Form 5.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.28 to $6.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.70, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.40, inclusive.
- In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.24, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.48, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $2.00, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.96, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $3.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.24 to $3.44, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.52, inclusive.
- Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.