Filing Details

Accession Number:
0001181431-13-002684
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-01-09 17:13:35
Reporting Period:
2011-11-30
Filing Date:
2013-01-09
Accepted Time:
2013-01-09 17:13:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1081078 Api Technologies Corp. ATNY Semiconductors & Related Devices (3674) 980200798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946589 Jason Dezwirek 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No No Yes
1298063 Icarus Investment Corp. 2300 Yonge Street, Suite 1710
Toronto A6 M4P 1E4
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-03-10 3,333 $7.71 522,365 No 4 P Direct
Common Stock Acquisiton 2008-03-11 583 $7.50 522,948 No 4 P Direct
Common Stock Acquisiton 2008-03-12 250 $7.50 523,198 No 4 P Direct
Common Stock Acquisiton 2008-05-09 3,167 $5.50 526,365 No 4 P Direct
Common Stock Acquisiton 2008-05-12 1,500 $5.55 527,865 No 4 P Direct
Common Stock Acquisiton 2008-05-13 833 $5.28 528,698 No 4 P Direct
Common Stock Disposition 2008-06-16 875 $11.11 527,823 No 4 S Direct
Common Stock Disposition 2008-06-19 425 $11.71 527,398 No 4 S Direct
Common Stock Acquisiton 2008-10-08 10,744 $2.04 538,142 No 4 P Direct
Common Stock Acquisiton 2008-12-05 87,500 $1.21 625,642 No 4 P Direct
Common Stock Acquisiton 2009-01-09 250 $1.52 625,892 No 4 P Direct
Common Stock Acquisiton 2009-01-13 1,250 $1.52 627,142 No 4 P Direct
Common Stock Acquisiton 2009-01-15 313 $1.48 627,455 No 4 P Direct
Common Stock Acquisiton 2009-01-16 5,000 $1.48 632,455 No 4 P Direct
Common Stock Acquisiton 2009-01-20 350 $1.48 632,805 No 4 P Direct
Common Stock Acquisiton 2009-01-21 7,150 $1.46 639,955 No 4 P Direct
Common Stock Acquisiton 2009-01-23 2 $1.32 639,957 No 4 P Direct
Common Stock Acquisiton 2009-01-26 12,761 $1.32 652,718 No 4 P Direct
Common Stock Acquisiton 2009-01-27 3,750 $1.32 656,468 No 4 P Direct
Common Stock Acquisiton 2009-01-30 6,250 $1.20 662,718 No 4 P Direct
Common Stock Acquisiton 2009-02-02 8,750 $1.20 671,468 No 4 P Direct
Common Stock Acquisiton 2009-02-03 3,750 $1.20 675,218 No 4 P Direct
Common Stock Acquisiton 2009-02-09 1,871 $1.12 677,089 No 4 P Direct
Common Stock Disposition 2009-03-02 8,750 $1.87 668,339 No 4 S Direct
Common Stock Disposition 2009-04-08 750 $2.40 667,589 No 4 S Direct
Common Stock Disposition 2009-05-29 3,292 $2.84 664,297 No 4 S Direct
Common Stock Disposition 2009-06-01 5,000 $3.08 659,297 No 4 S Direct
Common Stock Disposition 2009-06-02 9,500 $3.37 649,797 No 4 S Direct
Common Stock Disposition 2009-07-27 2,500 $5.40 647,297 No 4 S Direct
Common Stock Disposition 2009-07-28 8,750 $5.51 638,547 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The prices and shares listed in columns 4 and 5 of this Form 5 reflect a 1 for 15 reverse stock split effective September 19, 2008 and a 1 for 4 reverse stock split effective December 28, 2010.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.62 to $7.80, inclusive. The reporting person undertakes to provide to API Technologies Corp., any security holder of API Technologies Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnotes 2 through 5, and footnotes 7 through 14 to this Form 5.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.28 to $6.00, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.70, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.80 to $11.40, inclusive.
  6. In connection with this transaction, Icarus Investment Corp. has agreed to voluntarily remit appropriate profits to API Technologies Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $12.00, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.24, inclusive.
  9. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.48, inclusive.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.72 to $2.00, inclusive.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.80 to $2.96, inclusive.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $3.20, inclusive.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.24 to $3.44, inclusive.
  14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.52, inclusive.
  15. These securities are owned directly by Icarus Investment Corp., a former 10% owner of the issuer and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a former director, officer and 10% owner of the issuer.