Home > Insider Trading > Filing (0001209191-13-002625)

Filing Details

Accession Number:: 0001209191-13-002625
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-08 19:40:28
Reporting Period:: 2013-01-04

Filing Date:: 2013-01-08
Accepted Time:: 2013-01-08 19:40:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173431	Td Ameritrade Holding Corp	AMTD	Security Brokers, Dealers & Flotation Companies (6211)	820543156

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187586	H Joseph Moglia	4211 South 102Nd St. Omaha NE 68127		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-01-04	464,679	$3.90	1,121,797	No	4	M	Direct
Common Stock	Disposition	2013-01-04	250,000	$17.91	871,797	No	4	S	Direct
Common Stock	Acquisiton	2013-01-07	456,095	$3.90	1,327,892	No	4	M	Direct
Common Stock	Disposition	2013-01-07	250,000	$18.00	1,077,892	No	4	S	Direct
Common Stock	Acquisiton	2013-01-08	79,226	$3.90	1,157,118	No	4	M	Direct
Common Stock	Disposition	2013-01-08	43,470	$17.95	1,113,648	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-01-04	464,679	$0.00	464,679	$3.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-01-07	456,095	$0.00	456,095	$3.90
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-01-08	79,226	$0.00	79,226	$3.90

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,535,321	2013-03-01	No	4	M	Direct
2,079,226	2013-03-01	No	4	M	Direct
2,000,000	2013-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	523,434	Indirect	By annuity trusts
Common Stock	523,434	Indirect	By annuity trusts
Common Stock	523,434	Indirect	By annuity trusts

Footnotes

This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.51 to $18.14. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.87 to $18.11. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.77 to $18.06. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary.
The option vested daily from the date of grant over 731 days.
Shows options remaining under the Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012. As of the commencement of trading under the Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2012, the reporting person beneficially owned options to purchase 3 million shares of common stock of the issuer.