Filing Details
- Accession Number:
- 0001181431-13-002366
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-08 15:59:44
- Reporting Period:
- 2012-05-15
- Filing Date:
- 2013-01-08
- Accepted Time:
- 2013-01-08 15:59:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1279695 | Universal Biosensors Inc | UBI | Surgical & Medical Instruments & Apparatus (3841) | 980424072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251684 | Andrew Denver | 1 Corporate Avenue Rowville Victoria C3 3178 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-05-15 | 678,375 | $379,890.00 | 409,050 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-05-15 | 678,375 | $379,890.00 | 1,860,187 | No | 4 | P | Indirect | See footnote |
| Common Stock | Disposition | 2012-05-16 | 676,153 | $378,645.68 | 60,797 | No | 4 | S | Indirect | By spouse |
| Common Stock | Acquisiton | 2012-05-16 | 676,153 | $378,645.68 | 2,536,340 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Indirect | See footnote |
| No | 4 | S | Indirect | By spouse |
| No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,662,768 | Indirect | By the Principles Cornerstone Fund Pty Ltd |
Footnotes
- Prices indicated are aggregate prices stated in Australian dollars.
- The Reporting Person sold 678,375 CHESS Depositary Interests ("CDIs") to Andrew Denver & Linda Denver & Colin Denver & Allison Denver as trustees for the Denver Family Superannuation Fund, of which the Reporting Person is a beneficiary, on May 15, 2012.
- Held by Andrew Denver & Linda Denver & Colin Denver & Allison Denver as trustees for the Denver Family Superannuation Fund, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Reporting Person's spouse sold 676,153 CDIs to Andrew Denver & Linda Denver & Colin Denver & Allison Denver as trustees for the Denver Family Superannuation Fund, of which the Reporting Person is a beneficiary, on May 16, 2012.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Principals Cornerstone Fund Pty Ltd holds the reported securities in trust for the Reporting Person
Billionaire Hedge Funds
