Filing Details
- Accession Number:
- 0001209191-13-002489
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-08 11:09:24
- Reporting Period:
- 2013-01-04
- Filing Date:
- 2013-01-08
- Accepted Time:
- 2013-01-08 11:09:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
108516 | Worthington Industries Inc | WOR | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 311189815 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455048 | A Matthew Lockard | 200 Old Wilson Bridge Road Columbus OH 43085 | Vp Corp Dev & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-01-04 | 10,000 | $19.20 | 21,271 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-01-04 | 10,000 | $26.20 | 11,271 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2013-01-04 | 10,000 | $17.01 | 21,271 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-01-04 | 10,000 | $26.20 | 11,271 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (Right to Purchase) | Disposition | 2013-01-04 | 10,000 | $0.00 | 10,000 | $19.20 |
Common Shares | Employee Stock Option (Right to Purchase) | Disposition | 2013-01-04 | 10,000 | $0.00 | 10,000 | $17.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-06-01 | 2014-05-31 | No | 4 | M | Direct |
0 | 2006-06-01 | 2015-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 10,423 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Phantom Stock, acquired under deferred compensation plan | $0.00 | 76 | 2,837 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
76 | 2,837 | Direct |
Footnotes
- Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
- The accounts track common shares on a one-for-one basis
- The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans.
- These are unfunded accounts under Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
- The amount reported represents 76 additional unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.