Filing Details
- Accession Number:
- 0001209191-13-002476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-07 20:53:13
- Reporting Period:
- 2013-01-04
- Filing Date:
- 2013-01-07
- Accepted Time:
- 2013-01-07 20:53:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245211 | Jr W Harry Kellogg | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-04 | 1,000 | $50.38 | 9,687 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-04 | 1,000 | $60.00 | 8,687 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-01-04 | 1,000 | $50.38 | 1,000 | $50.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500 | 2007-05-02 | 2013-05-02 | No | 4 | M | Direct |
Footnotes
- The exercise and sale of the stock option in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 6, 2012.
Billionaire Hedge Funds
