Filing Details

Accession Number:
0001181431-13-002186
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-07 18:54:18
Reporting Period:
2013-01-03
Filing Date:
2013-01-07
Accepted Time:
2013-01-07 18:54:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382483 C James Zelter C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Managing Dir - Capital Markets No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2013-01-03 6,100 $18.00 677,065 No 4 S Direct
Class A Shares Disposition 2013-01-04 27,175 $18.12 649,890 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in column 4 represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  2. The price reported in column 4 represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
  3. Includes 350,540 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.