Filing Details
- Accession Number:
- 0001144204-13-001119
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-01-07 17:14:30
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-07
- Accepted Time:
- 2013-01-07 17:14:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 806175 | New Leaf Brands Inc. | NLEF | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 770125664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1071405 | Lee Orrie Tawes | 100 Wall Street, 8Th Floor New York NY 10005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-30 | 700,000 | $0.01 | 22,903,116 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $0.15 | 2011-01-21 | 2016-01-21 | 4,803,922 | 8,214,262 | Direct |
| Common Stock | Conv. note | $0.05 | 2011-08-29 | 2012-07-23 | 2,410,340 | 0 | Direct |
| Common Stock | Conv. note | $0.05 | 2011-12-31 | 2012-10-01 | 1,000,000 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-21 | 4,803,922 | 8,214,262 | Direct |
| 2012-07-23 | 2,410,340 | 0 | Direct |
| 2012-10-01 | 1,000,000 | 0 | Direct |
Billionaire Hedge Funds
