Filing Details
- Accession Number:
- 0001144204-13-001088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-07 16:44:21
- Reporting Period:
- 2012-12-17
- Filing Date:
- 2013-01-07
- Accepted Time:
- 2013-01-07 16:44:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534254 | Cion Investment Corp | NONE | () | 453058280 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553165 | Mark Gatto | C/O Cion Investment Corporation 3 Park Avenue, 36Th Floor New York NY 10016 | Co-Ceo And Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-12-17 | 111,111 | $9.00 | 111,222 | No | 4 | P | Indirect | By ICON Investment Group, LLC. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By ICON Investment Group, LLC. |
Footnotes
- The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.