Filing Details

Accession Number:
0001144204-13-001088
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-07 16:44:21
Reporting Period:
2012-12-17
Filing Date:
2013-01-07
Accepted Time:
2013-01-07 16:44:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534254 Cion Investment Corp NONE () 453058280
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553165 Mark Gatto C/O Cion Investment Corporation
3 Park Avenue, 36Th Floor
New York NY 10016
Co-Ceo And Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2012-12-17 111,111 $9.00 111,222 No 4 P Indirect By ICON Investment Group, LLC.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ICON Investment Group, LLC.
Footnotes
  1. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.