Home > Insider Trading > Filing (0001017712-13-000002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1017712	Hot Topic Inc	HOTT	Retail-Apparel & Accessory Stores (5600)	770198182

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248272	Gerald Cook	18305 E. San Jose Ave. City Of Industry CA 91748	Chief Store Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-01-03	9,375	$5.77	25,660	No	4	M	Direct
Common Stock	Disposition	2013-01-03	9,375	$10.23	16,285	No	4	S	Direct
Common Stock	Acquisiton	2013-01-03	40,950	$5.77	57,235	No	4	M	Direct
Common Stock	Disposition	2013-01-03	40,950	$10.45	16,285	No	4	S	Direct
Common Stock	Acquisiton	2013-01-03	37,500	$6.37	53,785	No	4	M	Direct
Common Stock	Disposition	2013-01-03	37,500	$10.52	16,285	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-01-03	9,375	$0.00	9,375	$5.77
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-01-03	40,950	$0.00	40,950	$5.77
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-01-03	37,500	$0.00	37,500	$6.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
181,575	2012-03-30	2021-03-30	No	4	M	Direct
140,625	2012-03-30	2021-03-30	No	4	M	Direct
31,250	2011-03-17	2020-03-17	No	4	M	Direct

Footnotes

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 21, 2012.
This transaction was executed in multiple trades at prices ranging from $10.00 to $10.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $10.25 to $10.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $10.50 to $10.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
25% of the shares subject to the stock option vested one year from the date of grant, and 6.25% of the shares vest quarterly thereafter.