Filing Details
- Accession Number:
- 0001180687-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-07 10:46:10
- Reporting Period:
- 2013-01-03
- Filing Date:
- 2013-01-07
- Accepted Time:
- 2013-01-07 10:46:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180687 | F John Cassidy | 221 East Fourth Street Cincinnati 45202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-01-03 | 130,100 | $5.54 | 678,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,681 | Indirect | By 401k Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $5.66 | 2004-12-04 | 2013-12-04 | 801,000 | 801,000 | Direct |
| Common Stock | Option to Buy | $3.70 | 2005-12-03 | 2014-12-03 | 666,100 | 666,100 | Direct |
| Common Stock | Option to Buy | $4.00 | 2005-12-01 | 2015-12-01 | 425,000 | 425,000 | Direct |
| Common Stock | Option to Buy | $3.49 | 2007-01-27 | 2016-01-27 | 85,000 | 85,000 | Direct |
| Common Stock | Option to Buy | $4.74 | 2007-12-08 | 2016-12-08 | 574,350 | 574,350 | Direct |
| Common Stock | Option to Buy | $4.91 | 2008-12-07 | 2017-12-07 | 559,355 | 559,355 | Direct |
| Common Stock | Option to Buy | $1.67 | 2009-12-05 | 2018-12-05 | 680,000 | 680,000 | Direct |
| Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 304,703 | 304,703 | Direct |
| Common Stock | Stock Appreciation Right | $2.91 | 2011-01-29 | 2020-01-29 | 304,703 | 304,703 | Direct |
| Common Stock | Stock Appreciation Right | $2.85 | 2012-01-28 | 2021-01-28 | 788,656 | 788,656 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-04 | 801,000 | 801,000 | Direct |
| 2014-12-03 | 666,100 | 666,100 | Direct |
| 2015-12-01 | 425,000 | 425,000 | Direct |
| 2016-01-27 | 85,000 | 85,000 | Direct |
| 2016-12-08 | 574,350 | 574,350 | Direct |
| 2017-12-07 | 559,355 | 559,355 | Direct |
| 2018-12-05 | 680,000 | 680,000 | Direct |
| 2020-01-29 | 304,703 | 304,703 | Direct |
| 2020-01-29 | 304,703 | 304,703 | Direct |
| 2021-01-28 | 788,656 | 788,656 | Direct |
Footnotes
- Planned sale under a 10b5-1 trading plan.
- Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
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