Filing Details
- Accession Number:
- 0001209191-13-002262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 21:48:14
- Reporting Period:
- 2012-03-07
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 21:48:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1520566 | Nationstar Mortgage Holdings Inc. | NSM | Mortgage Bankers & Loan Correspondents (6162) | 452156869 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124460 | R Wesley Edens | C/O Fortress Investment Group Llc 1345 Avenue Of The Americas New York NY 10105 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-07 | 3,500 | $14.00 | 3,500 | No | 4 | P | Indirect | By son |
Common Stock | Acquisiton | 2012-03-07 | 3,500 | $14.00 | 3,500 | No | 4 | P | Indirect | By daughter |
Common Stock | Acquisiton | 2012-03-07 | 3,500 | $14.00 | 3,500 | No | 4 | P | Indirect | By trust for son |
Common Stock | Acquisiton | 2012-03-07 | 3,500 | $14.00 | 3,500 | No | 4 | P | Indirect | By trust for daughter |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By son |
No | 4 | P | Indirect | By daughter |
No | 4 | P | Indirect | By trust for son |
No | 4 | P | Indirect | By trust for daughter |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 68,771,850 | Indirect | See Explanation of Responses |
Footnotes
- Fortress Investment Group LLC ("Fortress") wholly owns FIG Corp., which is the general partner of Fortress Operating Entity I LP ("FOE I"), which is the sole managing member of each of FIG LLC and Fortress Investment Fund GP (Holding) LLC ("Holdings III") and wholly owns Fortress Fund IV GP Holdings Ltd. ("Holdings IV"). Holdings III is the sole managing member of Fortress Fund III GP LLC ("GP III"). Holdings IV is the general partner of Fortress Fund IV GP L.P. ("GP IV").
- GP III is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund III LP ("Fund III"), Fortress Investment Fund III (Fund B) LP ("Fund III B"), Fortress Investment Fund III (Fund C) LP ("Fund III C"), Fortress Investment Fund III (Fund D) L.P. ("Fund III D") and Fortress Investment Fund III (Fund E) L.P. ("Fund III E", together with Fund III, Fund III B, Fund III C, and Fund III D, "Fortress Funds III").
- GP IV is the general partner of and FIG LLC is the investment advisor to each of Fortress Investment Fund IV (Fund A) L.P. ("Fund IV A "), Fortress Investment Fund IV (Fund B) L.P. ("Fund IV B"), Fortress Investment Fund IV (Fund C) L.P. ("Fund IV C"), Fortress Investment Fund IV (Fund D) L.P. ("Fund IV D"), Fortress Investment Fund IV (Fund E) L.P. ("Fund IV E"), Fortress Investment Fund IV (Fund F) L.P. ("Fund IV F") and Fortress Investment Fund IV (Fund G) L.P. ("Fund IV G", together with Fund IV C, Fund IV F, Fund IV A, Fund IV B, Fund IV D, Fund IV E, and Fortress Funds III, "Fortress Funds").
- Fortress Funds are the sole members of FIF HE Holdings LLC, which directly holds the shares of common stock of Nationstar Mortgage Holdings Inc. reported herein (the "Shares").
- Wesley R. Edens is the Co-Chairman of the Board of Directors of Fortress and may be deemed to beneficially own the Shares beneficially owned by Fortress or its affiliates. Mr. Edens disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein and the inclusion of the Shares in this report shall not be deemed to be an admission of beneficial ownership of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.