Filing Details

Accession Number:
0001181431-13-001903
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 20:17:04
Reporting Period:
2013-01-02
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 20:17:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222642 C Robert Jones Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Evp, Research & Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-02 4,483 $4.08 4,483 No 4 M Direct
Common Stock Acquisiton 2013-01-02 1,220 $4.45 5,703 No 4 M Direct
Common Stock Disposition 2013-01-02 5,703 $14.44 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-01-02 4,483 $0.00 4,483 $4.08
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-01-02 1,220 $0.00 1,220 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
141 2019-11-17 No 4 M Direct
208 2018-04-23 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Jones were effected pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2012.
  2. 61% of the shares subject to the Option vested on December 31, 2009, 25% of the remaining 39% of the shares subject to the Option vested on April 1, 2010 and 1/48th of the remaining 39% of the shares subject to the Option shall vest each month thereafter such that all shares subject to the Option shall be fully vested on April 1, 2013.
  3. The shares subject to the Option fully vested on March 22, 2010.