Filing Details
- Accession Number:
- 0001140361-13-001216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 18:43:44
- Reporting Period:
- 2013-01-03
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 18:43:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489527 | L James Janik | C/O Douglas Dynamics, Inc. 7777 North 73Rd Street Milwaukee WI 53223 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-03 | 17,418 | $0.00 | 269,617 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-01-03 | 8,200 | $14.51 | 261,417 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Includes 17,418 shares that will vest in three equal annual installments beginning on January 3, 2014.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $14.50 to $14.56. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
