Filing Details
- Accession Number:
- 0001140361-13-001204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 18:19:55
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 18:19:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1488775 | Clearbridge Energy Mlp Fund Inc. | CEM | () | 272282398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279778 | D Harry Cohen | 680 Eighth Avenue 49Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-02 | 2,000 | $23.78 | 4,138 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2013-01-02 | 2,000 | $23.79 | 2,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,694 | Direct |
Footnotes
- Includes shares acquired pursuant to the Fund's Dividend Reinvestment Plan. These shares of Common Stock are held by an account for the benefit of Mr. Cohen's son. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
- These shares of Common Stock are held by an account for the benefit of Mr. Cohen's daughter. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
- Includes shares acquired pursuant to the Fund's Dividend Reinvestment Plan.