Filing Details
- Accession Number:
- 0001181431-13-001655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 16:05:29
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 16:05:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091426 | J Barry Plaga | C/O Guidance Software, Inc. 215 North Marengo Ave. Pasadena CA 91101 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-02 | 5,000 | $2.85 | 139,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-01-02 | 5,000 | $12.36 | 134,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-01-02 | 2,000 | $12.36 | 132,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-02 | 5,000 | $0.00 | 5,000 | $2.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2011-10-01 | 2018-10-31 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Section 10b5-1 Plan established by Mr. Plaga on August 9, 2012, 2,000 shares of Common Stock and vested stock options representing a total of 5,000 shares of Common Stock were exercised and sold, at an average price of $12.355 per share.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.98 to $12.48 per share, inclusive.
- The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges indicated in the footnotes to this Form 4.