Filing Details

Accession Number:
0001437749-13-000189
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-04 13:58:27
Reporting Period:
2013-01-02
Filing Date:
2013-01-04
Accepted Time:
2013-01-04 13:58:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1072847 Tower Financial Corp TOFC State Commercial Banks (6022) 352051170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521834 L. Wendell Bontrager 116 East Berry Street
Fort Wayne IN 46802
Evp, Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-02 1,500 $11.90 1,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,166 Indirect Held by 401k Plan
Footnotes
  1. The reporting person has acquired 7,166 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2012.