Filing Details
- Accession Number:
- 0001437749-13-000189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-04 13:58:27
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-04
- Accepted Time:
- 2013-01-04 13:58:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1072847 | Tower Financial Corp | TOFC | State Commercial Banks (6022) | 352051170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521834 | L. Wendell Bontrager | 116 East Berry Street Fort Wayne IN 46802 | Evp, Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-01-02 | 1,500 | $11.90 | 1,750 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,166 | Indirect | Held by 401k Plan |
Footnotes
- The reporting person has acquired 7,166 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2012.