Filing Details
- Accession Number:
- 0001234452-13-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 19:33:08
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 19:33:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434806 | M Steven Mollenkopf | 5775 Morehouse Dr. San Diego CA 92121-1714 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-02 | 333 | $47.35 | 25,925 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 333 | $63.58 | 25,592 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-02 | 1,167 | $43.24 | 26,759 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 1,167 | $63.58 | 25,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-02 | 1,167 | $0.00 | 1,167 | $43.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-02 | 333 | $0.00 | 333 | $47.35 |
| Common Stock | Phantom Stock Unit | Acquisiton | 2012-12-31 | 1,064 | $61.15 | 1,064 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,667 | 2018-04-24 | No | 4 | M | Direct | |
| 1,667 | 2018-05-18 | No | 4 | M | Direct | |
| 7,530 | No | 4 | A | Indirect |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
- The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
- The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Billionaire Hedge Funds
