Filing Details
- Accession Number:
- 0001465567-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 18:07:41
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 18:07:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1465567 | Nancy Li | Neulion, Inc. 1600 Old Country Road Plainview NY 11803 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-31 | 266,500 | $0.30 | 29,823,622 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,088,809 | Direct | |
Common Stock | 28,020 | Indirect | By trust for benefit of grandchild |
Common Stock | 28,020 | Indirect | By trust for benefit of grandchild |
Class 3 Preference Shares | 6,313,875 | Indirect | By spouse |
Class 4 Preference Shares | 4,035,356 | Indirect | By spouse |
Footnotes
- Ms. Li is the trustee for the two trusts and her grandchildren are the beneficiaries of the trusts.
- Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Multiple same-way open market purchases effected on the same day within a one dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the Toronto Stock Exchange, and the purchase prices were in Canadian dollars. The purchase price per share for each trade was between Cdn$0.292 and Cdn$0.303. The purchase prices were converted to US dollars at an exchange rate of 0.9931 by the executing broker, Macquarie Securities, upon the execution of the trades.
- The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.