Filing Details

Accession Number:
0001209191-13-001269
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-03 17:05:59
Reporting Period:
2012-12-31
Filing Date:
2013-01-03
Accepted Time:
2013-01-03 17:05:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914024 Shaw Group Inc SHAW Miscellaneous Fabricated Metal Products (3490) 721106167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172218 Sr L David Chapman 4171 Essen Lane
Baton Rouge LA 70809
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-31 2,000 $46.51 6,602 No 4 S Direct
Common Stock Disposition 2012-12-31 3,376 $46.50 3,226 No 4 S Direct
Common Stock Disposition 2012-12-31 1,600 $46.49 1,626 No 4 S Direct
Common Stock Disposition 2012-12-31 1,526 $46.48 100 No 4 S Direct
Common Stock Disposition 2012-12-31 100 $46.47 0 No 4 S Direct
Common Stock Acquisiton 2013-01-01 8,826 $0.00 8,826 No 4 M Direct
Common Stock Acquisiton 2013-01-01 5,682 $0.00 14,508 No 4 M Direct
Common Stock Acquisiton 2013-01-01 5,167 $0.00 19,675 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-01-01 8,826 $0.00 8,826 $0.00
Common Stock Restricted Stock Units Disposition 2013-01-01 5,682 $0.00 5,682 $0.00
Common Stock Restricted Stock Units Disposition 2013-01-01 5,167 $0.00 5,167 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-01-01 No 4 M Direct
5,682 2011-01-01 No 4 M Direct
10,334 2012-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,482 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $67.19 2009-01-01 2017-12-07 17,265 17,265 Direct
Common Stock Employee Stock Option (Right to Buy) $17.89 2010-01-01 2018-10-31 28,964 28,964 Direct
Common Stock Employee Stock Option (Right to Buy) $27.79 2011-01-01 2019-10-29 28,230 28,230 Direct
Common Stock Employee Stock Option (Right to Buy) $30.56 2012-01-01 2020-10-29 41,351 41,351 Direct
Common Stock Restricted Stock Units $0.00 2012-11-01 17,204 17,204 Direct
Common Stock Restricted Stock Units $0.00 2013-10-22 14,276 14,276 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-07 17,265 17,265 Direct
2018-10-31 28,964 28,964 Direct
2019-10-29 28,230 28,230 Direct
2020-10-29 41,351 41,351 Direct
17,204 17,204 Direct
14,276 14,276 Direct
Footnotes
  1. The options vest in four (4) equal annual installments beginning on the date indicated in this column.
  2. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
  3. The restricted stock units have no expiration date.
  4. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2010.
  5. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2011.
  6. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2012.
  7. The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.
  8. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.