Filing Details
- Accession Number:
- 0001209191-13-001239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 16:54:11
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 16:54:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771950 | Dial Global Inc. | DIAL | Radio Broadcasting Stations (4832) | 953980449 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438067 | Mark Stone | C/O Dial Global, Inc. 220 West 42Nd Street New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-12-31 | 71,428 | $1.00 | 17,141,549 | No | 4 | S | Indirect | By Gores Radio Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gores Radio Holdings, LLC |
Footnotes
- The aggregate price for which such 71,428 shares were sold was $1.00.
- Gores Radio Holdings, LLC ("Gores Radio") is managed by The Gores Group, LLC ("Gores"). Gores Capital Partners II, L.P. and Gores Co-Invest Partnership II, L.P. (the "Gores Funds") are members of Gores Radio. Each of the members of Gores Radio (including the reporting person) has the right to receive dividends from, or proceeds from, the sale of investments by Gores Radio, including the shares of common stock, in accordance with their membership interests in Gores Radio. Gores Capital Advisors II, LLC ("Gores Advisors") is the general partner of the Gores Funds and is managed by Gores. Alec E. Gores is the manager of Gores. Each of the members of Gores Advisors (including the reporting person) has the right to receive dividends from, or proceeds from, the sale of investments by Gores or Gores Radio, including the shares of common stock, in accordance with their membership interests in Gores Advisors.