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Filing Details

Accession Number:: 0001144204-13-000457
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-03 16:45:06
Reporting Period:: 2012-12-31

Filing Date:: 2013-01-03
Accepted Time:: 2013-01-03 16:45:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1476765	Golub Capital Bdc Inc.	GBDC	()	272326940

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1311018	E Lawrence Golub	C/O Golub Capital Bdc, Inc. 150 South Wacker Drive, Suite 800 Chicago IL 60606	Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2012-12-31	1,216,983	$15.90	794,808	No	4	S	Indirect	By Golub Capital Company IV, LLC
Common Stock, Par Value $0.001 Per Share	Acquisiton	2012-12-31	113,208	$15.90	113,208	No	4	P	Indirect	By GCI Development LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Golub Capital Company IV, LLC
No	4	P	Indirect	By GCI Development LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	1,135,853	Indirect	By Golub Capital Company VI LLC
Common Stock, Par Value $0.001 Per Share	1,794	Indirect	By GC Investment Management LLC
Common Stock, Par Value $0.001 Per Share	166,491	Indirect	By 555 Madison Investors IV, LLC
Common Stock, Par Value $0.001 Per Share	2,291,784	Indirect	By Golub Capital Company V LLC
Common Stock, Par Value $0.001 Per Share	1,752,048	Indirect	By GEMS Fund, L.P.

Footnotes

Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. Due to his control of and ownership interest in Golub Capital Company IV, LLC, which directly owns 794,808 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company IV, LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
On December 31, 2012, Golub Capital Company IV, LLC sold in a block trade to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary sub-adviser, an aggregate of 977,988 shares of Common Stock at a price of $15.90 per share. Also on December 31, 2012, Golub Capital Company IV, LLC sold an aggregate of 238,995 shares to Golub Capital Employee Grant Program Rabbi Trust and GCI Development LLC. The shares purchased by these entities will be utilized for awarding equity incentive compensation to employees of Golub Capital. Golub Capital Company IV, LLC sold a portion of their shares in order to diversify their investments. After the sale, Golub Capital Company IV, LLC still directly holds 764,808 shares of Common Stock.
On December 31, 2012, GCI Development LLC purchased an aggregate of 113,208 shares from Golub Capital Company IV, LLC. Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GCI Development LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub.
Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
Mr. Golub is a control person of GC Advisors LLC, the investment advisor of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Fund, L.P., which directly owns 1,752,048 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the limited partners of GEMS Fund, L.P. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.