Filing Details
- Accession Number:
- 0001387467-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 16:38:42
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 16:38:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522325 | Yifan Liang | 475 Oakmead Parkway Sunnyvale CA 94085 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2012-12-31 | 36 | $8.40 | 12,746 | No | 4 | F | Direct | |
Common Shares | Disposition | 2012-12-31 | 10,500 | $8.00 | 2,246 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2013-01-02 | 7,142 | $2.00 | 9,388 | No | 4 | M | Direct | |
Common Shares | Disposition | 2013-01-02 | 7,142 | $9.00 | 2,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Share Option (right to buy) | Disposition | 2013-01-02 | 7,142 | $0.00 | 7,142 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,858 | 2015-04-14 | No | 4 | M | Direct |
Footnotes
- Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units.
- Includes (i) 1,223 shares subject to a restricted stock unit award granted on April 26, 2012 that will be issued as those units vest and (ii) 875 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2012.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012, as amended.
- As of January 2, 2013, the option is fully vested and immediately exercisable for all option shares.