Filing Details
- Accession Number:
- 0001111928-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 16:05:04
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 16:05:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1111928 | Ipg Photonics Corp | IPGP | Semiconductors & Related Devices (3674) | 043444218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378544 | A Eugene Shcherbakov | C/O Ipg Photonics Corporation 50 Old Webster Road Oxford MA 01540 | Managing Director Of Ipg Laser | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-31 | 3,000 | $19.69 | 12,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-12-31 | 3,000 | $66.62 | 9,710 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-02 | 1,000 | $19.69 | 10,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 3,000 | $8.26 | 13,710 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 4,000 | $67.98 | 9,710 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-12-31 | 3,000 | $0.00 | 3,000 | $19.69 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-02 | 1,000 | $0.00 | 1,000 | $19.69 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-01-02 | 3,000 | $0.00 | 3,000 | $8.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,667 | 2018-05-08 | No | 4 | M | Direct | |
| 14,667 | 2018-05-08 | No | 4 | M | Direct | |
| 19,000 | 2019-02-25 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2012.
- The reported transaction involved sales transactions from $66.60 to $66.69 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- The reported transaction involved sales transactions from $67.69 to $68.51 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- These options were exercisable in 12 monthly installments commencing on May 9, 2012.
- These options vest in 32 monthly installments commencing on May 1, 2011.
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