Filing Details
- Accession Number:
- 0001127602-13-000674
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 15:56:15
- Reporting Period:
- 2012-10-05
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 15:56:15
- Original Submission Date:
- 2012-10-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197743 | J Fred Palensky | 3M Center St. Paul MN 55144-1000 | Exec Vp R&D & Chf Tech Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-05 | 19,518 | $76.80 | 50,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-05 | 17,436 | $94.60 | 33,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-05 | 13,434 | $80.50 | 46,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-05 | 12,301 | $94.60 | 34,580 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-10-05 | 19,518 | $0.00 | 19,518 | $76.80 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-10-05 | 13,434 | $0.00 | 13,434 | $80.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,519 | 2006-05-10 | 2015-05-10 | No | 4 | M | Direct |
| 13,433 | 2008-08-13 | 2013-05-12 | No | 4 | M | Direct |
Footnotes
- Due to a clerical error, this amended Form 4 corrects the number of options exercised and shares sold to pay taxes and fees on two cashless-sell-to-cover transactions that occurred on October 5, 2012 and were reported on October 9, 2012.
Billionaire Hedge Funds
