Filing Details
- Accession Number:
- 0001209191-13-000904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 15:28:33
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 15:28:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 771950 | Dial Global Inc. | DIAL | Radio Broadcasting Stations (4832) | 953980449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1096642 | L Spencer Brown | C/O Dial Global, Inc. 220 West 42Nd Street New York NY 10036 | Co-Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-12-31 | 71,428 | $1.00 | 71,428 | No | 4 | P | Indirect | By Triton Media Group, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Triton Media Group, LLC |
Footnotes
- The aggregate price paid by Triton Media Group, LLC for such 71,428 shares was $1.00.
- Triton Media Group, LLC is controlled by OCM Principal Opportunities Fund III, L.P., OCM Principal Opportunities Fund IIIA, L.P. and OCM Principal Opportunities Fund IV, L.P., each of which is a fund managed by Oaktree Capital Management, L.P. By virtue of being a director of Triton Media Group, LLC as well as having an ownership interest therein, the reporting person could be deemed to have beneficial ownership of securities of the Issuer owned by Triton Media Group, LLC. The reporting person disclaims beneficial ownership of securities of the Issuer owned by Triton Media Group, LLC, except to the extent of any pecuniary interest therein.
Billionaire Hedge Funds
