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Filing Details

Accession Number:: 0000014693-13-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-03 12:07:50
Reporting Period:: 2013-01-02

Filing Date:: 2013-01-03
Accepted Time:: 2013-01-03 12:07:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259381	C Jane Morreau	850 Dixie Highway Louisville 40210	Svp, Director Finance	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2013-01-02	5,963	$18.94	6,016	No	4	M	Direct
Class B Common	Disposition	2013-01-02	3,479	$63.25	2,537	No	4	F	Direct
Class B Common	Disposition	2013-01-02	2,484	$63.49	53	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Non-Qualified Stock Option (right to buy)	Disposition	2013-01-02	5,963	$0.00	5,963	$18.94

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-05-01	2013-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	3,792	Direct
Class B Common	2,490	Indirect	ESPP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$22.49	2007-05-01	2014-04-30	5,275	5,275	Direct
Class B Common	Stock Appreciation Right	$28.58	2008-05-01	2015-04-30	4,558	4,558	Direct
Class B Common	Stock Appreciation Right	$34.95	2006-07-27	2016-04-30	8,400	8,400	Direct
Class B Common	Stock Appreciation Right	$33.76	2010-05-01	2017-04-30	9,292	9,292	Direct
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	7,131	7,131	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	11,463	11,463	Direct
Class B Common	Stock Appreciation Right	$38.43	2013-05-01	2020-04-30	12,590	12,590	Direct
Class B Common	Stock Appreciation Right	$46.40	2014-05-01	2021-04-30	14,365	14,365	Direct
Class B Common	Stock Appreciation Right	$58.70	2015-05-01	2022-04-30	11,098	11,098	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-04-30	5,275	5,275	Direct
2015-04-30	4,558	4,558	Direct
2016-04-30	8,400	8,400	Direct
2017-04-30	9,292	9,292	Direct
2018-04-30	7,131	7,131	Direct
2019-04-30	11,463	11,463	Direct
2020-04-30	12,590	12,590	Direct
2021-04-30	14,365	14,365	Direct
2022-04-30	11,098	11,098	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $63.49 to $63.50, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 1,264 additional shares of Class A common stock.
Includes 17.5 additional Class B shares of common stock issued in the August stock split.
These are the number of shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 2, 2013, including additional shares issued in the August stock split.
All outstanding derivative security amounts and exercise prices were adjusted on December 27, 2012, the record date for the Issuer's December 12, 2012 special cash dividend.
These stock options were previously reported as covering 3,741 shares at an exercise price of $30.18, but were adjusted to reflect the August 2012 stock split.
These stock options were previously reported as covering 3,309 shares at an exercise price of $35.83, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 2,859 shares at an exercise price of $45.53, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 5,270 shares at an exercise price of $55.69, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 5,830 shares at an exercise price of $53.80, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 4,474 shares at an exercise price of $56.58, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 7,192 shares at an exercise price of $43.10, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 7,899 shares at an exercise price of $61.24, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 9,013 shares at an exercise price of $73.95, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 6,963 shares at an exercise price of $93.54, but were adjusted to reflect the August 2012 stock split.