Filing Details
- Accession Number:
- 0001225208-13-000313
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-03 10:25:25
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-03
- Accepted Time:
- 2013-01-03 10:25:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358582 | L James Gallogly | Stationsplein 45 3013 Ak P7 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2013-01-02 | 83,333 | $13.11 | 1,705,593 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2013-01-02 | 83,333 | $58.96 | 1,622,260 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2013-01-02 | 83,333 | $0.00 | 83,333 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,300,079 | 2017-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012.
- Includes 114,763 restricted stock units granted pursuant to the issuer's long-term incentive plan. Of those, 57,382 vest on May 14, 2013 and 57,381 vest on May 14, 2014. Also includes 1,046,695 shares of restricted stock that vest in full on May 14, 2014 subject to earlier (i) forfeiture or (ii) automatic vesting as a result of sales of the issuer's shares by affiliates of the issuer.
- This transaction was executed in multiple trades at prices ranging from $58.48 to $59.56. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person was granted 5,639,020 stock options on April 30, 2010, which vest in 20% annual increments beginning on May 14, 2010.