Home > Insider Trading > Filing (0001225208-13-000281)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1094739	Finisar Corp	FNSR	Semiconductors & Related Devices (3674)	943038428

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378818	Eitan Gertel	1389 Moffett Park Drive Sunnyvale CA 94089-1134	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-12-28	31,907	$0.80	552,503	No	4	X	Direct
Common Stock	Disposition	2012-12-28	11,300	$15.68	541,203	No	4	S	Direct
Common Stock	Disposition	2012-12-28	139,318	$0.00	401,885	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	X	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (Right to Buy Common Stock)	Disposition	2012-12-28	31,907	$0.00	31,907	$0.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2003-05-01	2013-01-31	No	4	X	Direct

Footnotes

Shares were exercised pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 05, 2012, as amended Sep 19, 2012.
Includes 478 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2012 and not required to be reported.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 05, 2012, as amended Sep 19, 2012, and were sold to provide funds for taxes due upon the exercise of the warrant indicated elsewhere on this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.77 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.