Filing Details
- Accession Number:
- 0001181431-13-000562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 20:11:39
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 20:11:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1165231 | Procera Networks Inc | PKT | Services-Computer Programming Services (7371) | 330974674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427467 | Frederick James Brear | C/O Procera Networks, Inc. 4121 Clipper Court Fremont CA 94538 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-01-02 | 2,750 | $5.00 | 97,750 | No | 4 | X | Direct | |
Common Stock | Disposition | 2013-01-02 | 2,750 | $19.26 | 95,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | NQ - Stock Option (Right to Buy) | Disposition | 2013-01-02 | 2,750 | $0.00 | 2,750 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,250 | 2010-11-13 | 2019-11-13 | No | 4 | X | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The option was granted on 11/13/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable.