Filing Details
- Accession Number:
- 0001050825-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 18:54:20
- Reporting Period:
- 2012-12-28
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 18:54:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050825 | Steelcase Inc | NYSE: SCS | Office Furniture (No Wood) (2522) | 380819050 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1079708 | P William Crawford | Steelcase Inc. 901 44Th Street, S.e. Grand Rapids MI 49508 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-12-28 | 150,000 | $0.00 | 150,410 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2012-12-28 | 68,700 | $12.20 | 81,710 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-12-31 | 60,800 | $12.35 | 20,910 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-12-31 | 20,500 | $0.00 | 410 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2012-12-28 | 150,000 | $0.00 | 150,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2012-12-31 | 583,901 | $0.00 | 583,901 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 461,075 | No | 4 | C | Direct | ||
| 1,459,753 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 27,622 | Indirect | By wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 739,285 | 739,285 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 155,560 | 155,560 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 51,957 | 51,957 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,835,951 | 1,835,951 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 186,964 | 186,964 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 739,285 | 739,285 | Indirect | |
| 155,560 | 155,560 | Indirect | |
| 51,957 | 51,957 | Indirect | |
| 1,835,951 | 1,835,951 | Indirect | |
| 186,964 | 186,964 | Indirect |
Footnotes
- Not applicable.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.13 to $12.355, inclusive. The reporting person undertakes to provide to Steelcase Inc., any security holder of Steelcase Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.465, inclusive. The reporting person undertakes to provide to Steelcase Inc., any security holder of Steelcase Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis.
- Immediately convertible.
- On December 31, 2012, a trust of which the reporting person is the trustee executed a binding agreement to sell limited partnership interests representing an aggregate 40% interest in the limited partnership. The price at which such limited partnership interests are to be sold will be conclusively determined by a valuation to be performed by an independent valuation firm after the transaction date. Shares of Steelcase Inc. Class B Common Stock are included in the assets held by the limited partnership, but represent less than half of the assets of the limited partnership.
- Represents shares held by a limited partnership of which Mr. Crawford is the managing partner. Mr. Crawford disclaims beneficial ownership of shares of Steelcase Inc. Class B Common Stock held by the limited partnership except to the extent of his pecuniary interest therein.
- Represents shares held by trusts for the benefit of Mr. Crawford's family members, of which trusts Mr. Crawford serves as co-trustee.
- Represents shares held by a trust for the benefit of Mr. Crawford's family members, of which trust Mr. Crawford's wife serves as co-trustee.
- Represents shares held by trusts for the benefit of Mr. Crawford and his family members, of which trusts Mr. Crawford serves as co-trustee.
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