Filing Details
- Accession Number:
- 0001104659-13-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 18:49:54
- Reporting Period:
- 2012-12-24
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 18:49:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387632 | Manhattan Bancorp | MNHN | National Commercial Banks (6021) | 205344927 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552096 | P. Louis Smaldino | 2141 Rosecrans Avenue Suite 1100 El Segundo CA 90245 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-24 | 2,500 | $3.80 | 182,989 | No | 4 | P | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,598 | Indirect | By wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy Common Stock) | $5.55 | 2009-09-03 | 2019-09-03 | 11,694 | 26,844 | Direct |
Common Stock | Stock option (right to buy Common Stock) | $5.55 | 2019-09-03 | 15,150 | 26,844 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-09-03 | 11,694 | 26,844 | Direct |
2019-09-03 | 15,150 | 26,844 | Direct |
Footnotes
- Mr. Smaldino disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Received in exchange for stock options to acquire shares of Professional Business Bank common stock at $10.00 per share in connection with the merger of Professional Business Bank with and into a wholly-owned subsidiary of Manhattan Bancorp, based on an exchange ratio of 1.7991 shares of Manhattan Bancorp common stock for each whole share of Professional Business Bank common stock.
- The option becomes exercisable in five equal annual installments on March 18, 2010, 2011, 2012, 2013 and 2014.