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Filing Details

Accession Number:: 0001475620-13-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-02 17:54:22
Reporting Period:: 2012-12-28

Filing Date:: 2013-01-02
Accepted Time:: 2013-01-02 17:54:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1487730	Spectrum Brands Holdings Inc.	SPB	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	272166630

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1402218	L Anthony Genito	C/O Spectrum Brands Holdings, Inc. 601 Rayovac Drive Madison WI 53711	Evp, Cfo And Cao	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-12-28	47,109	$44.50	91,303	No	4	S	Direct
Common Stock	Disposition	2012-12-31	30,891	$44.50	60,412	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Performance Rights	$0.00	2014-09-30	74,999	74,999	Direct
Common Stock	Performance Rights	$0.00	2013-10-01	25,000	25,000	Direct
Common Stock	Performance Rights	$0.00	2013-09-30	18,518	18,518	Direct
Common Stock	Performance Rights	$0.00	2013-09-30	44,444	44,444	Direct
Common Stock	Performance Rights	$0.00	2013-09-30	14,815	14,815	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-09-30	74,999	74,999	Direct
2013-10-01	25,000	25,000	Direct
2013-09-30	18,518	18,518	Direct
2013-09-30	44,444	44,444	Direct
2013-09-30	14,815	14,815	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted by Mr. Genito on June 15, 2012.
Amount includes 5,788 shares of restricted stock, which are scheduled to vest on September 30, 2013 if Mr. Genito is employed by Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. Under the Spectrum Brands Holdings, Inc. 2013 Equity Incentive Plan, up to 50% of such performance rights will vest within 74 days of the Issuer meeting certain adjusted EBITDA and free cash flow performance targets for the year ended September 30, 2013 (the "2013 Award"). An additional 50% will vest on September 30, 2014, if Mr. Genito is employed by the Issuer on such date. Amount reported represents the maximum number of shares issuable upon full vesting of the 2013 Award, which represents achievement of 135% of the performance targets. If 100% of the performance targets is achieved, 55,555 shares are issuable upon full vesting of the 2013 Award.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights will vest 100% on October 1, 2013 if the Issuer meets a certain adjusted EBITDA performance target in connection with the successful integration of the Hardware Home Improvement Group from Stanley Black & Decker, Inc., and if Mr. Genito is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 15, 2010 under the Issuer's 2011 Two-Year Equity Award Plan vested on November 16, 2012 and such performance rights settled for 18,518 shares of the Issuer's common stock (the "Two-Year Award"). In addition, an amount equal to the Two-Year Award will vest on September 30, 2013, if Mr. Genito is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Incentive Plan vested on November 16, 2012 and such performance rights settled for 44,444 shares of the Issuer's common stock. An additional 44,444 performance rights will vest and settle for shares of the Issuer's common stock on September 30, 2013, if Mr. Genito is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. 50% of the performance rights granted on November 28, 2011 under the Issuer's 2012 Equity Incentive Plan for exceeding performance targets vested on November 16, 2012 and such performance rights settled for 14,815 shares of the Issuer's common stock. An additional 14,815 performance rights will vest and settle for shares of the Issuer's common stock on September 30, 2013, if Mr. Genito is employed by the Issuer on such date.