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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1261436	Summit Financial Services Group Inc	SFNS	Security Brokers, Dealers & Flotation Companies (6211)	050577932

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1324148	P L Capital Vertigo	560 Sylvan Avenue Suite 500 Englewood Cliffs NJ 07632	No	No	Yes	No
1565721	Vertigo Management Llc	560 Sylvan Avenue Suite 500 Englewood Cliffs NJ 07632	No	No	Yes	No
1565727	Edward David Weiner	560 Sylvan Avenue Suite 500 Englewood Cliffs NJ 07632	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-12-21	23,500	$0.72	2,145,232	No	4	P	Direct
Common Stock	Disposition	2012-12-31	2,145,352	$0.75	0	No	4	S	Direct
Common Stock	Disposition	2012-12-31	112,400	$0.75	0	No	4	S	Direct
Common Stock	Disposition	2012-12-31	8,000	$0.75	0	No	4	S	Indirect	By wife
Common Stock	Disposition	2012-12-31	85,900	$0.75	0	No	4	S	Indirect	As custodian for children

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By wife
No	4	S	Indirect	As custodian for children

Footnotes

These shares were owned directly by Vertigo Capital, L.P. ("Vertigo"), whose general partner is Vertigo Management, LLC ("Management"). David Weiner (who also individually owned other shares disclosed in this Form 4) is the sole member of Management. Accordingly Management and David Weiner also beneficially owned these shares for purposes of Section 13(d) of the Exchange Act (and may be deemed members of a "group" with Vertigo); and each also had an indirect interest in shares of the Issuer held by Vertigo. Management and David Weiner each disclaim beneficial ownership of those shares held directly by Vertigo which exceed their respective pecuniary interests.
These shares were owned directly by David Weiner; 12,600 solely by him and 94,800 jointly with his wife.
See Note 1 for David Weiner's indirect pecuniary ownership interest in shares which were held directly by Vertigo, and disclaimer of beneficial ownership of those shares which exceed his pecuniary interest.
These shares were owned by David Weiner's wife.
These shares were owned by David Weiner as custodian for two minor children, UTMA/NJ.