Filing Details
- Accession Number:
- 0001179110-13-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 16:34:39
- Reporting Period:
- 2012-12-28
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 16:34:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454624 | Herman Peder Tom Adams | C/O Rosetta Stone Inc. 1919 North Lynn Street 7Th Floor Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-28 | 10,550 | $12.03 | 392,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-12-31 | 10,550 | $12.21 | 382,129 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,780 | Indirect | Shares held by wife |
Footnotes
- These shares were sold pursuant to a 10b5-1 Trading Plan adopted by the reporting person on November 13, 2012.
- This transaction was executed in multiple trades at prices ranging from $11.93 to $12.23 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $11.85 to $12.43 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
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