Filing Details
- Accession Number:
- 0001246360-13-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 16:30:14
- Reporting Period:
- 2013-01-02
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 16:30:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417866 | W. Steven Etzel | 1201 South Second Street Milwaukee WI 53204 | Vp And Treasurer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-02 | 2,000 | $43.90 | 9,074 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-01-02 | 3,000 | $29.37 | 12,074 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-02 | 5,000 | $85.57 | 7,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-01-02 | 2,000 | $0.00 | 2,000 | $43.90 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-01-02 | 3,000 | $0.00 | 3,000 | $29.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-11-08 | 2014-11-08 | No | 4 | M | Direct |
| 5,700 | 2009-12-03 | 2018-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,742 | Indirect | By Savings Plan |
Footnotes
- Shares represented by Company stock fund units acquired under the Company Savings Plan, based on information furnished by the Plan Administrator as of 10/31/2012.
- Shares exercised and sold pursuant to a Rule 10b5-1 trading plan.
- Shares exercised and sold pursuant to a Rule 10b5-1 trading plan.
- 1,050 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
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