Filing Details
- Accession Number:
- 0001209191-13-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 16:05:35
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 16:05:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1105472 | Sonus Networks Inc | SONS | Services-Computer Integrated Systems Design (7373) | 043387074 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321711 | Empire Capital Management, L.l.c. | 1 Gorham Island Suite 201 Westport CT 06880 | No | No | Yes | No | |
1522646 | A Scott Fine | C/O Empire Capital Management Llc 1 Gorham Island, Suite 201 Westport CT 06880 | No | No | Yes | No | |
1522647 | J Peter Richards | C/O Empire Capital Management Llc 1 Gorham Island, Suite 201 Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-31 | 450,400 | $1.65 | 38,515,400 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- This statement is filed by (i) Empire Capital Management, LLC, a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, LP ("Empire Onshore"), Empire Capital Partners, LTD ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, LTD ("Empire Enhanced Master", and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds") and Charter Oak Partners LP and Charter Oak Partners II LP which are discretionally managed by Empire Management (together, the "Empire Sub-Advised Funds"), (ii) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds and (iii) Mr. Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds and the Empire Sub-Advised Funds.
- Empire Management serves as the investment manager to, and has investment discretion over the securities held by, the Empire Investment Funds and the Empire Sub-Advised Funds. Empire GP, LLC serves as general partner to Empire Onshore. Empire GP, LLC has retained Empire Management to serve as investment manager to Empire Onshore. Mr. Fine and Mr. Richards are the only managing members of Empire Management and the only two managing partners of Empire GP, LLC. Each of Mr. Fine and Mr. Richards disclaims beneficial ownership of the securities reflected in this filing, except with respect to any pecuniary interest in such securities.