Filing Details
- Accession Number:
- 0001291662-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 15:49:03
- Reporting Period:
- 2012-12-28
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 15:49:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163389 | New Peoples Bankshares Inc | NWPP | State Commercial Banks (6022) | 311804543 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291662 | Scott B White | New Peoples Bankshares, Inc. 67 Commerce Drive Honaker VA 24260 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-28 | 1,475,933 | $1.50 | 3,757,834 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-12-28 | 95,800 | $1.50 | 153,000 | No | 4 | P | Indirect | By Spouse |
| Common Stock | Acquisiton | 2012-12-28 | 5,283 | $1.50 | 8,000 | No | 4 | P | Indirect | As Trustee for Child |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
| No | 4 | P | Indirect | As Trustee for Child |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants | Acquisiton | 2012-12-28 | 295,186 | $0.00 | 295,186 | $1.75 |
| Common Stock | Common Stock Warrant | Acquisiton | 2012-12-28 | 19,160 | $0.00 | 19,160 | $1.75 |
| Common Stock | Common Stock Warrant | Acquisiton | 2012-12-28 | 1,056 | $0.00 | 1,056 | $1.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 295,186 | 2012-12-20 | 2017-12-20 | No | 4 | P | Direct |
| 19,160 | 2012-12-20 | 2017-12-20 | No | 4 | P | Indirect |
| 1,056 | 2012-12-20 | 2017-12-20 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant | $1.75 | 2012-09-19 | 2017-09-19 | 391,977 | 391,977 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-19 | 391,977 | 391,977 | Direct |
Billionaire Hedge Funds
