Filing Details
- Accession Number:
- 0001225208-13-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-02 12:21:51
- Reporting Period:
- 2012-12-28
- Filing Date:
- 2013-01-02
- Accepted Time:
- 2013-01-02 12:21:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495723 | James Sullivan | 12300 Olive Boulevard St. Louis MO 63141 | Evp, Corporate Planning | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-28 | 676 | $8.65 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 525 | Indirect | By KSOP |
Common Stock | 1,000 | Indirect | By Stock Award |
Common Stock | 15,000 | Indirect | By Stock Award II |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $8.36 | 2010-08-04 | 2019-08-04 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-08-04 | 12,500 | 12,500 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest as follows: 5,000 shares on December 31, 2013 and 10,000 shares on December 31, 2014, in each case subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- Stock Options are fully vested and exercisable.