Filing Details
- Accession Number:
- 0001179110-12-018369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-31 21:41:04
- Reporting Period:
- 2012-12-28
- Filing Date:
- 2012-12-31
- Accepted Time:
- 2012-12-31 21:41:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246215 | Mark Garrett | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Evp, Cfo & Asst. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-28 | 121,324 | $19.93 | 222,859 | No | 4 | M | Indirect | by trust |
Common Stock | Disposition | 2012-12-28 | 121,324 | $37.14 | 101,535 | No | 4 | S | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by trust |
No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Disposition | 2012-12-28 | 121,324 | $19.93 | 121,324 | $19.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,276 | 2012-12-28 | 2016-01-26 | No | 4 | M | Direct |
Footnotes
- Includes 875 shares acquired on June 29, 2012 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- Shares held by the Garrett Living Trust, dtd 11/15/91 of which reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $37.10 to $37.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Vests monthly at a rate of 2.08% of the original grant of 126,600 shares for 48 months from the original grant date of January 26, 2009.