Filing Details
- Accession Number:
- 0001209191-12-059785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-31 17:16:25
- Reporting Period:
- 2012-12-27
- Filing Date:
- 2012-12-31
- Accepted Time:
- 2012-12-31 17:16:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914024 | Shaw Group Inc | SHAW | Miscellaneous Fabricated Metal Products (3490) | 721106167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940082 | Jr M James Bernhard | 4171 Essen Lane Baton Rouge LA 70809 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-27 | 988,247 | $46.41 | 143,356 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 304,000 | $11.20 | 447,356 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 232,800 | $12.66 | 680,156 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 206,000 | $20.76 | 886,156 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 206,991 | $26.70 | 1,093,147 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 170,153 | $17.89 | 1,263,300 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 73,712 | $27.79 | 1,337,012 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-28 | 40,489 | $30.56 | 1,377,501 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-28 | 1,831 | $46.20 | 1,375,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 13,443 | $46.21 | 1,362,227 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 2,500 | $46.22 | 1,359,727 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 8,600 | $46.23 | 1,351,127 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 100 | $46.23 | 1,351,027 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 400 | $46.24 | 1,350,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 24,826 | $46.24 | 1,325,801 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 2,000 | $46.24 | 1,323,801 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 1,600 | $46.25 | 1,322,201 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 45,521 | $46.25 | 1,276,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 100 | $46.25 | 1,276,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 100 | $46.25 | 1,276,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 5,853 | $46.26 | 1,270,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 11,059 | $46.26 | 1,259,568 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 14,624 | $46.27 | 1,244,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 4,400 | $46.27 | 1,240,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 3,900 | $46.28 | 1,236,644 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 14,800 | $46.28 | 1,221,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 500 | $46.29 | 1,221,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 1,476 | $46.29 | 1,219,868 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 24,600 | $46.29 | 1,195,268 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-28 | 500 | $46.29 | 1,194,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
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No | 4 | S | Direct | |
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No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 304,000 | $0.00 | 304,000 | $11.20 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 232,800 | $0.00 | 232,800 | $12.66 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 206,000 | $0.00 | 206,000 | $20.76 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 206,991 | $0.00 | 206,991 | $26.70 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 170,153 | $0.00 | 170,153 | $17.89 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 73,712 | $0.00 | 73,712 | $27.79 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-12-28 | 40,489 | $0.00 | 40,489 | $30.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-10 | 2013-10-10 | No | 4 | M | Direct |
0 | 2005-10-13 | 2014-10-13 | No | 4 | M | Direct |
0 | 2006-10-13 | 2015-10-13 | No | 4 | M | Direct |
0 | 2007-11-01 | 2016-11-01 | No | 4 | M | Direct |
56,718 | 2010-01-01 | 2018-10-31 | No | 4 | M | Direct |
73,713 | 2011-01-01 | 2019-10-29 | No | 4 | M | Direct |
121,470 | 2012-01-01 | 2020-10-29 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $67.19 | 2009-01-01 | 2017-12-07 | 72,130 | 72,130 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2010-01-01 | 34,568 | 34,568 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2011-01-01 | 44,507 | 44,507 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-01-01 | 60,709 | 60,709 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-11-01 | 67,384 | 67,384 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2013-10-22 | 55,914 | 55,914 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-12-07 | 72,130 | 72,130 | Direct |
34,568 | 34,568 | Direct | |
44,507 | 44,507 | Direct | |
60,709 | 60,709 | Direct | |
67,384 | 67,384 | Direct | |
55,914 | 55,914 | Direct |
Footnotes
- On 12/26/2012, reporting person transferred 988,247 shares from his Merrill Lynch account to his Morgan Stanley account. Then on 12/27/2012, reporting person sold the 988,247 shares.
- On 12/27/20112, reporting person transferred 143,356 shares from his Merrill Lynch account to his Morgan Stanley account.
- The options vest in four (4) equal annual installments beginning on October 10, 2004.
- The options vest in four (4) equal annual installments beginning on October 13, 2005.
- The options vest in four (4) equal annual installments beginning on October 13, 2006.
- The options vest in four (4) equal annual installments beginning on November 1, 2007.
- The options vest in four (4) equal annual installments beginning on the date indicated in this column.
- The options vest in four (4) equal annual installments beginning on January 1, 2010.
- The options vest in four (4) equal annual installments beginning on January 1, 2011.
- The options vest in four (4) equal annual installments beginning on January 1, 2012.
- Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
- The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
- The restricted stock units do not have an expiration date.
- The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.
- The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.