Filing Details

Accession Number:
0001209191-12-059785
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-31 17:16:25
Reporting Period:
2012-12-27
Filing Date:
2012-12-31
Accepted Time:
2012-12-31 17:16:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
914024 Shaw Group Inc SHAW Miscellaneous Fabricated Metal Products (3490) 721106167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
940082 Jr M James Bernhard 4171 Essen Lane
Baton Rouge LA 70809
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-27 988,247 $46.41 143,356 No 4 S Direct
Common Stock Acquisiton 2012-12-28 304,000 $11.20 447,356 No 4 M Direct
Common Stock Acquisiton 2012-12-28 232,800 $12.66 680,156 No 4 M Direct
Common Stock Acquisiton 2012-12-28 206,000 $20.76 886,156 No 4 M Direct
Common Stock Acquisiton 2012-12-28 206,991 $26.70 1,093,147 No 4 M Direct
Common Stock Acquisiton 2012-12-28 170,153 $17.89 1,263,300 No 4 M Direct
Common Stock Acquisiton 2012-12-28 73,712 $27.79 1,337,012 No 4 M Direct
Common Stock Acquisiton 2012-12-28 40,489 $30.56 1,377,501 No 4 M Direct
Common Stock Disposition 2012-12-28 1,831 $46.20 1,375,670 No 4 S Direct
Common Stock Disposition 2012-12-28 13,443 $46.21 1,362,227 No 4 S Direct
Common Stock Disposition 2012-12-28 2,500 $46.22 1,359,727 No 4 S Direct
Common Stock Disposition 2012-12-28 8,600 $46.23 1,351,127 No 4 S Direct
Common Stock Disposition 2012-12-28 100 $46.23 1,351,027 No 4 S Direct
Common Stock Disposition 2012-12-28 400 $46.24 1,350,627 No 4 S Direct
Common Stock Disposition 2012-12-28 24,826 $46.24 1,325,801 No 4 S Direct
Common Stock Disposition 2012-12-28 2,000 $46.24 1,323,801 No 4 S Direct
Common Stock Disposition 2012-12-28 1,600 $46.25 1,322,201 No 4 S Direct
Common Stock Disposition 2012-12-28 45,521 $46.25 1,276,680 No 4 S Direct
Common Stock Disposition 2012-12-28 100 $46.25 1,276,580 No 4 S Direct
Common Stock Disposition 2012-12-28 100 $46.25 1,276,480 No 4 S Direct
Common Stock Disposition 2012-12-28 5,853 $46.26 1,270,627 No 4 S Direct
Common Stock Disposition 2012-12-28 11,059 $46.26 1,259,568 No 4 S Direct
Common Stock Disposition 2012-12-28 14,624 $46.27 1,244,944 No 4 S Direct
Common Stock Disposition 2012-12-28 4,400 $46.27 1,240,544 No 4 S Direct
Common Stock Disposition 2012-12-28 3,900 $46.28 1,236,644 No 4 S Direct
Common Stock Disposition 2012-12-28 14,800 $46.28 1,221,844 No 4 S Direct
Common Stock Disposition 2012-12-28 500 $46.29 1,221,344 No 4 S Direct
Common Stock Disposition 2012-12-28 1,476 $46.29 1,219,868 No 4 S Direct
Common Stock Disposition 2012-12-28 24,600 $46.29 1,195,268 No 4 S Direct
Common Stock Disposition 2012-12-28 500 $46.29 1,194,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 304,000 $0.00 304,000 $11.20
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 232,800 $0.00 232,800 $12.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 206,000 $0.00 206,000 $20.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 206,991 $0.00 206,991 $26.70
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 170,153 $0.00 170,153 $17.89
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 73,712 $0.00 73,712 $27.79
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-12-28 40,489 $0.00 40,489 $30.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-10-10 2013-10-10 No 4 M Direct
0 2005-10-13 2014-10-13 No 4 M Direct
0 2006-10-13 2015-10-13 No 4 M Direct
0 2007-11-01 2016-11-01 No 4 M Direct
56,718 2010-01-01 2018-10-31 No 4 M Direct
73,713 2011-01-01 2019-10-29 No 4 M Direct
121,470 2012-01-01 2020-10-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $67.19 2009-01-01 2017-12-07 72,130 72,130 Direct
Common Stock Restricted Stock Units $0.00 2010-01-01 34,568 34,568 Direct
Common Stock Restricted Stock Units $0.00 2011-01-01 44,507 44,507 Direct
Common Stock Restricted Stock Units $0.00 2012-01-01 60,709 60,709 Direct
Common Stock Restricted Stock Units $0.00 2012-11-01 67,384 67,384 Direct
Common Stock Restricted Stock Units $0.00 2013-10-22 55,914 55,914 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-07 72,130 72,130 Direct
34,568 34,568 Direct
44,507 44,507 Direct
60,709 60,709 Direct
67,384 67,384 Direct
55,914 55,914 Direct
Footnotes
  1. On 12/26/2012, reporting person transferred 988,247 shares from his Merrill Lynch account to his Morgan Stanley account. Then on 12/27/2012, reporting person sold the 988,247 shares.
  2. On 12/27/20112, reporting person transferred 143,356 shares from his Merrill Lynch account to his Morgan Stanley account.
  3. The options vest in four (4) equal annual installments beginning on October 10, 2004.
  4. The options vest in four (4) equal annual installments beginning on October 13, 2005.
  5. The options vest in four (4) equal annual installments beginning on October 13, 2006.
  6. The options vest in four (4) equal annual installments beginning on November 1, 2007.
  7. The options vest in four (4) equal annual installments beginning on the date indicated in this column.
  8. The options vest in four (4) equal annual installments beginning on January 1, 2010.
  9. The options vest in four (4) equal annual installments beginning on January 1, 2011.
  10. The options vest in four (4) equal annual installments beginning on January 1, 2012.
  11. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
  12. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
  13. The restricted stock units do not have an expiration date.
  14. The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.
  15. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.