Filing Details
- Accession Number:
- 0001209191-12-059778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-31 17:10:25
- Reporting Period:
- 2012-12-27
- Filing Date:
- 2012-12-31
- Accepted Time:
- 2012-12-31 17:10:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914024 | Shaw Group Inc | SHAW | Miscellaneous Fabricated Metal Products (3490) | 721106167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064342 | Albert Mcalister | 4171 Essen Lane Baton Rouge LA 70809 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-12-27 | 1,500 | $13.94 | 6,062 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 1,500 | $11.54 | 7,562 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 1,500 | $16.11 | 9,062 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 1,069 | $35.10 | 10,131 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 828 | $35.10 | 10,959 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 1,109 | $33.83 | 12,068 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 2,405 | $29.39 | 14,473 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 2,094 | $30.17 | 16,567 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-12-27 | 686 | $38.59 | 17,253 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-12-27 | 76 | $46.24 | 17,177 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,048 | $46.25 | 16,129 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,576 | $46.26 | 14,553 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 2,700 | $46.27 | 11,853 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,100 | $46.28 | 10,753 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,272 | $46.29 | 9,481 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 581 | $46.30 | 8,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,600 | $46.31 | 7,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,400 | $46.32 | 5,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 300 | $46.33 | 5,600 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 300 | $46.34 | 5,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 300 | $46.35 | 5,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,900 | $46.37 | 3,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 1,600 | $46.38 | 1,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 400 | $46.39 | 1,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 700 | $46.40 | 400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 400 | $46.41 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-27 | 3,000 | $46.25 | 0 | No | 4 | S | Indirect | By A. Dial McAlister Limited Partnership |
Common Stock | Disposition | 2012-12-27 | 27,764 | $46.25 | 0 | No | 4 | S | Indirect | By Camille McAlister Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By A. Dial McAlister Limited Partnership |
No | 4 | S | Indirect | By Camille McAlister Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 1,500 | $0.00 | 1,500 | $13.94 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 1,500 | $0.00 | 1,500 | $11.54 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 1,500 | $0.00 | 1,500 | $16.11 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 828 | $0.00 | 828 | $35.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 1,069 | $0.00 | 1,069 | $35.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 1,109 | $0.00 | 1,109 | $33.83 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 2,405 | $0.00 | 2,405 | $29.39 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 2,094 | $0.00 | 2,094 | $30.17 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-12-27 | 686 | $0.00 | 2,060 | $38.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-01-24 | 2013-01-24 | No | 4 | M | Direct |
0 | 2005-02-02 | 2014-02-02 | No | 4 | M | Direct |
0 | 2006-01-24 | 2015-01-24 | No | 4 | M | Direct |
0 | 2007-01-27 | 2016-01-27 | No | 4 | M | Direct |
0 | 2007-01-27 | 2016-01-27 | No | 4 | M | Direct |
0 | 2008-01-30 | 2017-01-30 | No | 4 | M | Direct |
0 | 2010-01-28 | 2019-01-28 | No | 4 | M | Direct |
0 | 2011-01-27 | 2020-01-27 | No | 4 | M | Direct |
1,374 | 2012-01-18 | 2021-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,900 | Indirect | By Albert McAlister 2001 Charitable Remainder Unitrust |
Common Stock | 9,000 | Indirect | By Albert McAlister 2008 Charitable Remainder Unitrust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $55.57 | 2009-01-29 | 2018-01-29 | 1,922 | 1,922 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2011-01-27 | 489 | 489 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2012-01-18 | 944 | 944 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 2013-01-25 | 3,713 | 3,713 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-29 | 1,922 | 1,922 | Direct |
489 | 489 | Direct | |
944 | 944 | Direct | |
3,713 | 3,713 | Direct |
Footnotes
- A. Dial McAlister is Reporting Person's son.
- Reporting Person is a Co-Trustee of the Camille McAlister Trust.
- Reporting person transferred 8,000 shares from his revocable trust.
- Reporting Person is Trustee.
- Reporting person transferred 4,000 shares from his revocable trust.
- The stock options vested in four (4) equal annual installments beginning on January 24, 2004.
- The stock options vested in four (4) equal annual installments beginning on February 2, 2005.
- The stock options vested in four (4) equal annual installments beginning on January 24, 2006.
- The stock options vested in four (4) equal annual installments beginning on January 27, 2007.
- The stock options vested in four (4) equal annual installments beginning on January 30, 2008.
- The stock options vested in four (4) equal annual installments beginning on January 28, 2010.
- The stock options vested in four (4) equal annual installments beginning on January 27, 2011.
- The options vest in three (3) equal annual installments beginning on January 18, 2012.
- Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date or a combination of both.
- The restricted stock units vest in three (3) equal annual installments beginning on the date indicated in this column.
- The restricted stock units do not have an expiration date.